Search for: "Stephen Shea"
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30 Jun 2019, 1:18 pm
Stephen Fitzgerald Shea Allegedly Failed to Disclose Private Securities Transactions, & Purportedly Failed to Disclose Outside Business Activities Stephen F. [read post]
Gurpreet Chandhoke and Stephen Shea Subject to Regulatory Action Over VII Peaks Capital Transactions
12 Oct 2019, 8:59 am
The law offices of Gana Weinstein LLP are currently investigating claims that advisors Gurpreet Chandhoke (Chandhoke) and Stephen Shea (Shea) are subject to a complaint filed by The Financial Industry Regulatory Authority (FINRA) concerning their actions selling VII Peaks Capital to investors. [read post]
21 Oct 2019, 5:18 am
Gurpreet Chandhoke and Stephen Shea Sued by FINRA In a complaint filed by FINRA, and reported in October, 2019 Gurpreet Chandhoke and Stephen Shea, of Walnut Creek, California were named as Respondents alleging that they failed to disclose outside business activities and engaged in private securities transactions in violation of FINRA rules. [read post]
11 Nov 2020, 2:00 am
Bill O'Shea (Law Institute Victoria), Stephen Taffe (Law Institute Victoria), Meghan Warren (Law Institute Victoria), Jayr Teng (Law Institute Victoria), Alexander Laurence (Law Institute Victoria), Flattening the Curve: Why the Law Should Allow for Compulsory Testing in a Pandemic, 94(10)... [read post]
21 Nov 2022, 11:08 am
Times reports that a federal jury has convicted Timothy Shea, who was charged along with former advisor to President Trump Stephen K. [read post]
5 Oct 2011, 9:05 am
The whistleblower, Stephen Shea, and his company 2Probe LLC, are demanding millions more in compensation for his role in alerting the U.S. [read post]
20 Sep 2011, 12:04 pm
The whistleblowers, Stephen Shea and his company 2Probe LLC earned about 15%, or $13,725,000. [read post]
14 May 2014, 4:18 am
Mandell, Stephen Shea, Adam Harrington, a/k/a "Adam Rukdeschel," Arn Wilson, Robert Grabowski, and Michael Passaro were charged in two-counts with conspiracy to commit securities, wire and mail fraud; and with securities fraud. [read post]
17 Nov 2014, 9:05 pm
I’m quoted dissenting from the seeming ENDA consensus [Caroline Preston, Al Jazeera America; earlier here and here; related, Mark Lee, Washington Blade last year, "ENDA and the Seduction of Symbolic Gestures"] EEOC gears up to fight employer wellness programs under ADA [Stephen Miller/SHRM, ABA Journal, John Holmquist/Michigan Employment Law Connection, Robin Shea/Employment and Labor Insider] Evidence still points to disemployment effects for low-skilled… [read post]
19 Oct 2017, 4:55 am
Shea & Charlotte Christian, The Impact of Women Legislators on Humanitarian Military Interventions Vera Mironova & Sam Whitt, International Peacekeeping and Positive Peace: Evidence from Kosovo Shahryar Minhas & Benjamin J. [read post]
4 Dec 2015, 5:30 pm
Robin Shea has a great one today. [read post]
17 Apr 2014, 5:30 pm
With the Easter weekend ahead, things have slowed slightly—and we actually saw one of our usual Friday posts, Robin Shea’s, come in today. [read post]
20 Aug 2020, 12:20 pm
SHEA will be presented today before U.S. [read post]
14 Feb 2007, 8:17 pm
Posted by Stephen M. [read post]
14 Feb 2007, 8:17 pm
Posted by Stephen M. [read post]
4 Oct 2011, 12:56 pm
Mandell, and Stephen W. [read post]
9 Feb 2024, 9:30 pm
" Stephen J. [read post]
21 Aug 2019, 5:50 am
Contents include:Special Focus — Law and TechnologyMelissa de Zwart & Dale Stephens, The Space (Innovation) Race: The Inevitable Relationship between Military Technology and InnovationMatthijs M Maas, International Law Does Not Compute: Artificial Intelligence and the Development, Displacement or Destruction of the Global Legal OrderCarrie McDougall, Autonomous Weapon Systems and Accountability: Putting the Cart before the HorseAndrew D Mitchell, Tania Voon & Jarrod Hepburn,… [read post]
22 Jun 2011, 8:23 am
The whistleblower, Stephen Shea, filed suit in Washington federal district court in 2007. [read post]
24 Feb 2012, 9:30 am
DOJ had already paid the whistleblower, Stephen Shea, $13.7 million, the minimum he was owed under the false claim laws. [read post]
